Integrated Compliance Suite
Integrated Compliance Suite by Patrina centralizes non-trading compliance for Broker-Dealers, RIAs, and FCMs. It automates workflows for messaging, WSPs, marketing reviews, audits, OBAs, and more—providing a user-friendly, 360° view of your compliance program in one powerful platform.
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Integrated Compliance Suite Overview
Integrated Compliance Suite by Patrina is a unified platform built for Broker-Dealers, RIAs, and FCMs to streamline non-trading compliance. Say goodbye to managing multiple systems—this all-in-one solution automates compliance workflows and provides a 360° view of your compliance program. With an intuitive interface, the suite covers key compliance areas including messaging supervision, written supervisory procedures (WSP), marketing material review, branch office audits, outside business activities (OBAs), complaints, political contributions, and gifts and entertainment reporting. Integrated Compliance Suite simplifies complex compliance tasks, helping firms stay ahead of regulatory demands with greater efficiency and confidence.
Features
Comprehensive Compliance Management
Policy Management and Risk Assessment
Audit Tracking and Incident Reporting
User-Friendly Interface
Integrated Compliance Suite Pricing Overview
Integrated Compliance Suite Score
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FAQs
It’s a comprehensive platform designed to streamline non-trading compliance processes for financial entities, offering tools for various compliance areas in one unified system.
The platform is tailored for Broker-Dealers, Registered Investment Advisors (RIAs), and Futures Commission Merchants (FCMs).
No, the suite does not currently offer a free trial.
The suite starts at a flat rate of $1.25 per month.
Integrated Compliance Suite is a cloud-based solution, accessible via web browsers without the need for on-premises installations.
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